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WANG Xuan

王軒
CE BKT409Licensed IndividualSFO licence active
Official SFC record

WANG Xuan (CE number BKT409) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTaiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司

Licence Record (3)

2018-04-17 – present Current
Taiping Assets Management (HK) Company Limited Rep
RA 4 RA 9
2017-11-08 – 2018-01-31
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2017-11-08 – 2018-01-31
Ping An of China Capital (Hong Kong) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKT409