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LO Tsz Hin

羅梓軒
CE BKE897Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LO Tsz Hin (CE number BKE897) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRiches Depot Securities Co., Limited
聚富證券有限公司

Licence Record (3)

2023-06-30 – present Current
Riches Depot Securities Co., Limited RO
RA 1
2024-07-24 – 2024-10-31
N Plus Capital Limited Rep
RA 4 RA 9
2017-08-22 – 2025-12-29
Riches Depot Securities Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKE897