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MOK Wai Kei

莫偉基
CE BKD644Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MOK Wai Kei (CE number BKD644) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerInnovax Securities Limited
創陞證券有限公司
RepresentativeInnovax Asset Management Limited
創陞資產管理有限公司

Licence Record (3)

2026-02-11 – present Current
Innovax Asset Management Limited Rep
RA 9
2025-07-22 – present Current
Innovax Securities Limited RO
RA 1
2017-07-31 – 2025-07-22
Innovax Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKD644