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YU Yang

郁泱
CE BKB919Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Yang (CE number BKB919) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (4)

2022-12-09 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2022-09-27 – 2022-12-09
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2021-02-19 – 2022-05-31
GF International Investment Management Limited RO
RA 1 RA 4 RA 9
2017-07-25 – 2021-02-19
GF International Investment Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKB919