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ZHOU Haigen

周海根
CE BKB395Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Haigen (CE number BKB395) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLion Global Financial Limited
獅瀚環球金融有限公司

Licence Record (3)

2024-06-13 – present Current
Lion Global Financial Limited RO
RA 1 RA 4 RA 9
2022-02-23 – 2023-08-11
Yunfeng Securities Limited RO
RA 1 RA 4
2019-11-21 – 2021-08-16
Metaverse Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKB395