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YAU Ka Yan Kathleen

邱嘉茵
CE BJY491Licensed IndividualSFO licence active
Official SFC record

YAU Ka Yan Kathleen (CE number BJY491) is an individual licensed by the Hong Kong SFC. First licensed on 2026-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Rise Securities Asset Management Company Limited
華晉證券資產管理有限公司

Licence Record (1)

2026-01-26 – present Current
China Rise Securities Asset Management Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJY491