Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAU Sau Ping Polly

周秀萍
CE BJX599Licensed IndividualSFO licence active
Official SFC record

CHAU Sau Ping Polly (CE number BJX599) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEverCrest Capital Limited
凌峰資本有限公司

Licence Record (2)

2025-09-22 – present Current
EverCrest Capital Limited Rep
RA 1 RA 4 RA 9
2017-07-14 – 2017-12-08
LGT Investment Management (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJX599