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CHOW Wai Lam

周韋霖
CE BJU686Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHOW Wai Lam (CE number BJU686) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerHolly International Financial Holdings Limited
弘業國際金融控股有限公司
RepresentativeHolly International Asset Management Company Limited
弘業國際資產管理有限公司
RepresentativeHolly International Financial Holdings Limited
弘業國際金融控股有限公司

Licence Record (3)

2021-01-26 – present Current
Holly International Financial Holdings Limited RO
RA 2
2018-11-14 – present Current
Holly International Asset Management Company Limited Rep
RA 4 RA 9
2017-09-21 – present Current
Holly International Financial Holdings Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJU686