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XU Tiantian

徐天添
CE BJR785Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Tiantian (CE number BJR785) is an individual licensed by the Hong Kong SFC. First licensed on 2018-03-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuarui Securities Limited
華瑞證券有限公司

Licence Record (9)

2024-12-13 – present Current
Huarui Securities Limited RO
RA 1 RA 4 RA 9
2021-12-13 – 2024-03-01
DL Digital Family Office (HK) Limited RO
RA 4 RA 9
2021-01-11 – 2024-03-01
DL SECURITIES (HK) LIMITED RO
RA 1 RA 4
2020-11-19 – 2022-07-04
DL SECURITIES (HK) LIMITED Rep
RA 1 RA 4
2019-06-03 – 2020-09-26
Lifan International Asset Management Limited RO
RA 4 RA 9
2018-10-29 – 2019-04-30
QMIS Securities Limited Rep
RA 1
2018-09-21 – 2019-04-30
QMIS Asset Management Limited RO
RA 4 RA 9
2018-08-30 – 2018-09-21
QMIS Asset Management Limited Rep
RA 4 RA 9
2018-03-21 – 2018-07-31
Silver Leaf Asset Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJR785