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TAN Yawen

譚雅文
CE BJP932Licensed IndividualSFO licence active
Official SFC record

TAN Yawen (CE number BJP932) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (3)

2024-11-11 – present Current
BNP Paribas Securities (Asia) Limited Rep
RA 4
2021-08-16 – 2023-07-20
Marshall Wace Asia Limited Rep
RA 9
2017-06-02 – 2020-01-22
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJP932