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XIN Yimo

辛漪默
CE BJP596Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIN Yimo (CE number BJP596) is an individual licensed by the Hong Kong SFC. First licensed on 2017-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
RepresentativeDongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司

Licence Record (3)

2022-11-18 – present Current
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1 RA 6
2022-06-16 – 2022-08-12
Shanxi Securities International Limited Rep
RA 1
2017-05-23 – 2020-01-23
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJP596