Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Cheung Kwan

王長坤
CE BJO393Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Cheung Kwan (CE number BJO393) is an individual licensed by the Hong Kong SFC. First licensed on 2017-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RepresentativeCITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司

Licence Record (7)

2025-12-02 – present Current
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2024-01-23 – present Current
CITIC Securities Futures (HK) Limited Rep
RA 2
2024-01-23 – 2025-12-02
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2021-06-08 – 2023-08-08
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2018-10-22 – 2021-02-24
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4 RA 6
2018-09-17 – 2018-09-21
BNP Paribas Securities (Asia) Limited Rep
RA 6
2017-05-16 – 2018-08-20
ABCI Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJO393