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KWOK HIU CHAK

郭曉澤
CE BJN723Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK HIU CHAK (CE number BJN723) is an individual licensed by the Hong Kong SFC. First licensed on 2017-05-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerFulbright Securities Limited
富昌證券有限公司
RepresentativeFulbright Asset Management Limited
富昌資產管理有限公司
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (3)

2021-10-26 – present Current
Fulbright Securities Limited RO
RA 1
2018-01-15 – present Current
Fulbright Asset Management Limited Rep
RA 9
2017-05-09 – present Current
Fulbright Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJN723