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SU Ling

蘇玲
CE BJN297Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SU Ling (CE number BJN297) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerTC Capital International Limited
天財資本國際有限公司
RepresentativeTC Capital International Limited
天財資本國際有限公司

Licence Record (4)

2023-03-13 – present Current
TC Capital International Limited RO
RA 6
2023-03-01 – present Current
TC Capital International Limited Rep
RA 1 RA 6
2019-09-06 – 2021-08-17
SBI China Capital Hong Kong Securities Limited RO
RA 6
2017-09-29 – 2021-08-17
SBI China Capital Financial Services Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJN297