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ZHAO LI

趙利
CE BJI974Licensed IndividualSFO licence active
Official SFC record

ZHAO LI (CE number BJI974) is an individual licensed by the Hong Kong SFC. First licensed on 2017-05-11. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCOM International Asset Management Limited
交銀國際資產管理有限公司

Licence Record (2)

2022-07-28 – present Current
BOCOM International Asset Management Limited Rep
RA 9
2017-05-11 – 2021-08-18
BOCOM International Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI974