Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HU Xiaofan

胡小凡
CE BJI421Licensed IndividualSFO licence active
Official SFC record

HU Xiaofan (CE number BJI421) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDarkhorse Wealth Management Limited
黑馬財富管理有限公司

Licence Record (3)

2023-04-12 – present Current
Darkhorse Wealth Management Limited Rep
RA 1 RA 4 RA 9
2017-04-05 – 2019-03-01
ICBC International Securities Limited Rep
RA 1
2017-04-05 – 2019-03-01
ICBC International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI421