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SZE Vivian Ying Ying

施盈盈
CE BJI404Licensed IndividualSFO licence active
Official SFC record

SZE Vivian Ying Ying (CE number BJI404) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited
RepresentativeJPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司

Licence Record (2)

2018-08-09 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 9
2017-03-30 – present Current
JPMorgan Funds (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI404