LIN Shaoxing

林少行

CE BJI216Licensed IndividualResponsible OfficerSFO licence active

LIN Shaoxing (CE number BJI216) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	ABCI Capital Limited 農銀國際融資有限公司
Responsible Officer	ABCI Securities Company Limited 農銀國際證券有限公司

Licence Record (13)

2026-03-27 – present Current

ABCI Capital Limited RO

RA 1 RA 6

2026-03-27 – present Current

ABCI Securities Company Limited RO

RA 1

2026-01-15 – 2026-03-27

ABCI Capital Limited Rep

RA 1 RA 6

2026-01-15 – 2026-03-27

ABCI Securities Company Limited Rep

RA 1

2021-06-01 – 2025-12-31

Orient Securities (Hong Kong) Limited RO

RA 1

2021-06-01 – 2025-12-31

Orient Capital (Hong Kong) Limited RO

RA 6

2020-10-20 – 2021-06-01

Orient Securities (Hong Kong) Limited Rep

RA 1

2020-10-20 – 2021-06-01

Orient Capital (Hong Kong) Limited Rep

RA 6

2017-11-07 – 2020-06-30

Everbright Securities Investment Services (HK) Limited Rep

RA 1 RA 4

2017-11-07 – 2020-06-30

CES Commodities (HK) Limited Rep

RA 2

2017-04-18 – 2020-06-30

China Everbright Securities (HK) Limited Rep

RA 1 RA 4

2017-04-18 – 2020-06-30

China Everbright Forex & Futures (HK) Limited Rep

RA 2

2017-04-18 – 2020-06-30

China Everbright Capital Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI216