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ELLIOT Graham

CE BJG894Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ELLIOT Graham (CE number BJG894) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMercer Investments (HK) Limited
美世投資(香港)有限公司

Licence Record (4)

2024-10-03 – present Current
Mercer Investments (HK) Limited RO
RA 1 RA 4 RA 9
2024-08-19 – 2025-03-03
Mercer Investments (HK) Limited Rep
RA 1 RA 4 RA 9
2017-10-25 – 2024-05-24
Robeco Hong Kong Limited RO
RA 1 RA 4
2017-04-03 – 2017-10-25
Robeco Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJG894