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AU Chun Tung

區鎮東
CE BJE569Licensed IndividualSFO licence active
Official SFC record

AU Chun Tung (CE number BJE569) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Capital Limited
華富建業企業融資有限公司

Licence Record (4)

2022-08-17 – present Current
Quam Capital Limited Rep
RA 1 RA 6
2021-06-22 – 2022-07-22
oOo Securities (HK) Group Limited Rep
RA 1 RA 4 RA 6
2020-12-01 – 2021-05-18
SPDB International Capital Limited Rep
RA 1 RA 6
2017-03-13 – 2020-10-31
Innovax Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJE569