Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Yuming

李玉明
CE BJD568Licensed IndividualSFO licence active
Official SFC record

LI Yuming (CE number BJD568) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeChina Xin Yongan Futures Company Limited
中國新永安期貨有限公司
RepresentativeXin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
RepresentativeXin Yongan International Securities Company Limited
新永安國際證券有限公司

Licence Record (4)

2019-02-18 – present Current
Xin Yongan International Asset Management Company Limited Rep
RA 4 RA 9
2018-11-16 – present Current
Xin Yongan International Securities Company Limited Rep
RA 1
2018-09-20 – present Current
China Xin Yongan Futures Company Limited Rep
RA 2 RA 5
2017-04-07 – 2018-03-01
Sun International Investment Services Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJD568