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CHU Kin Shing Stephen

朱建誠
CE BJD164Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Kin Shing Stephen (CE number BJD164) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCMB International Futures Limited
招銀國際期貨有限公司
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司

Licence Record (7)

2022-03-01 – present Current
CMB International Securities Limited RO
RA 1 RA 4
2022-03-01 – present Current
CMB International Futures Limited RO
RA 2
2021-10-12 – 2022-03-01
CMB International Securities Limited Rep
RA 1 RA 4
2021-10-12 – 2022-03-01
CMB International Futures Limited Rep
RA 2
2018-09-13 – 2021-09-26
CES Commodities (HK) Limited Rep
RA 2
2018-03-22 – 2021-09-26
China Everbright Securities (HK) Limited Rep
RA 1 RA 9
2017-03-02 – 2021-09-26
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJD164