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WANG Shuhua

汪樹華
CE BJC950Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Shuhua (CE number BJC950) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGF Asset Management (Hong Kong) Limited
廣發資產管理(香港)有限公司

Licence Record (7)

2025-12-09 – present Current
GF Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2025-10-08 – 2025-12-09
GF Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2020-03-27 – 2025-06-30
GaoTeng Global Asset Management Limited Rep
RA 4 RA 9
2019-05-07 – 2020-02-19
Dongxing Securities (Hong Kong) Asset Management Company Limited Rep
RA 4 RA 9
2019-03-13 – 2019-03-25
L&R Capital Limited Rep
RA 4 RA 9
2018-04-25 – 2018-10-23
Fosun International Securities Limited Rep
RA 4 RA 9
2017-02-21 – 2017-06-16
E Fund Management (Hong Kong) Co., Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJC950