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CHONG Ho Wai, Howard

莊浩惟
CE BJC704Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHONG Ho Wai, Howard (CE number BJC704) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSurich Asset Management Limited
順裕資產管理有限公司

Licence Record (4)

2025-03-11 – present Current
Surich Asset Management Limited RO
RA 4 RA 9
2023-03-28 – 2025-03-11
Surich Asset Management Limited Rep
RA 9
2017-08-18 – 2022-09-30
Kirin Securities Limited Rep
RA 1
2017-03-28 – 2022-09-20
Kirin Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJC704