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YAO Lyu

姚律
CE BJC557Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Lyu (CE number BJC557) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Xin Yongan Futures Company Limited
中國新永安期貨有限公司
Responsible OfficerXin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司

Licence Record (5)

2022-08-12 – present Current
China Xin Yongan Futures Company Limited RO
RA 2 RA 5
2021-09-14 – present Current
Xin Yongan International Asset Management Company Limited RO
RA 4 RA 9
2019-04-29 – 2021-09-14
Xin Yongan International Asset Management Company Limited Rep
RA 4 RA 9
2018-11-16 – 2022-05-23
Xin Yongan International Securities Company Limited Rep
RA 1
2017-06-06 – 2022-08-12
China Xin Yongan Futures Company Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJC557