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DING Ling

丁聆
CE BJB899Licensed IndividualSFO licence active
Official SFC record

DING Ling (CE number BJB899) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUbiquant Asset Management Co., Limited

Licence Record (3)

2024-05-22 – present Current
Ubiquant Asset Management Co., Limited Rep
RA 4 RA 9
2017-02-20 – 2021-08-09
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2017-02-20 – 2021-08-09
Goldman Sachs (Asia) Securities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJB899