Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUO Ao

羅傲
CE BIZ162Licensed IndividualSFO licence active
Official SFC record

LUO Ao (CE number BIZ162) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (4)

2024-08-09 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 4
2019-06-20 – 2024-06-27
iFAST Financial (HK) Limited Rep
RA 4 RA 9
2017-02-27 – 2017-10-15
JS Securities Limited Rep
RA 1
2017-02-27 – 2017-10-15
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIZ162