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LI Na

李娜
CE BIY841Licensed IndividualSFO licence active
Official SFC record

LI Na (CE number BIY841) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司

Licence Record (5)

2025-08-29 – present Current
LINGJUN CAPITAL (HONG KONG) LIMITED Rep
RA 4 RA 9
2021-11-09 – 2022-10-19
Goldhorse Capital Management (HK) Limited Rep
RA 1 RA 4
2021-07-15 – 2021-09-10
Goldhorse Securities Limited Rep
RA 1 RA 4
2020-01-16 – 2020-02-07
Lake Bleu Capital (Hong Kong) Limited Rep
RA 9
2017-01-20 – 2018-12-20
CEB International Asset Management Corporation Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIY841