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ZHANG Ruizhi

張銳之
CE BIY029Licensed IndividualSFO licence active
Official SFC record

ZHANG Ruizhi (CE number BIY029) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (4)

2026-05-13 – present Current
BOCI-Prudential Asset Management Limited Rep
RA 4 RA 9
2019-04-16 – 2025-09-05
Moody's Investors Service Hong Kong Limited Rep
RA 10
2017-10-27 – 2019-02-14
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4
2017-01-26 – 2017-07-14
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIY029