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LU Yishi

魯軼仕
CE BIW366Licensed IndividualSFO licence active
Official SFC record

LU Yishi (CE number BIW366) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMBC International Capital Limited
民銀資本有限公司

Licence Record (3)

2026-03-09 – present Current
CMBC International Capital Limited Rep
RA 1 RA 6
2019-12-05 – 2026-02-12
Caitong International Capital Co., Limited Rep
RA 1 RA 6
2017-01-20 – 2019-11-22
Caitong International Securities Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIW366