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HO Ka Yui

何家銳
CE BIW340Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Ka Yui (CE number BIW340) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSinocon Capital International Limited
中聯國際資本有限公司
Responsible OfficerSinocon Securities International Limited
中聯國際證券有限公司

Licence Record (3)

2022-07-29 – present Current
Sinocon Capital International Limited RO
RA 4 RA 9
2017-07-20 – present Current
Sinocon Securities International Limited RO
RA 1
2018-05-24 – 2022-07-29
Sinocon Capital International Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIW340