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CHIN Chi Ho Stanley

錢志浩
CE BIQ723Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIN Chi Ho Stanley (CE number BIQ723) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCarlyon Asset Management Limited
格理昂資產管理有限公司
Responsible OfficerCarlyon Securities Limited
格理昂證券有限公司

Licence Record (4)

2021-02-26 – present Current
Carlyon Securities Limited RO
RA 1
2021-02-26 – present Current
Carlyon Asset Management Limited RO
RA 4 RA 9
2017-12-01 – 2021-02-26
Carlyon Securities Limited Rep
RA 1
2017-12-01 – 2021-02-26
Carlyon Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIQ723