Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHU Wai Yan Yanny

朱蔚甄
CE BIQ626Licensed IndividualResponsible OfficerSFO licence active

CHU Wai Yan Yanny (CE number BIQ626) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVBG Capital Limited
建泉融資有限公司

Licence Record (5)

2026-05-12 – present Current
2025-08-22 – 2026-05-12
2018-07-25 – 2022-06-02
2016-12-01 – 2022-06-02