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KWOK Chung Ming, Thomas

郭宗洺
CE BIM262Licensed IndividualSFO licence active
Official SFC record

KWOK Chung Ming, Thomas (CE number BIM262) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeQuam Capital Limited
華富建業企業融資有限公司

Licence Record (4)

2017-02-07 – present Current
Quam Capital Limited Rep
RA 1 RA 6
2019-09-11 – 2020-03-01
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 1 RA 6
2016-11-04 – 2016-12-31
Chief Securities Limited Rep
RA 1
2016-11-04 – 2016-12-31
Chief Commodities Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIM262