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CAI Jinge

蔡金戈
CE BIK509Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CAI Jinge (CE number BIK509) is an individual licensed by the Hong Kong SFC. First licensed on 2016-11-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSR Wealth Securities Limited
中富證券有限公司
RepresentativeSR Wealth Securities Limited
中富證券有限公司

Licence Record (2)

2022-02-11 – present Current
SR Wealth Securities Limited RO
RA 1 RA 4
2016-11-18 – present Current
SR Wealth Securities Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIK509