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LIU Yixing

劉奕星
CE BIG093Licensed IndividualSFO licence active
Official SFC record

LIU Yixing (CE number BIG093) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMB International Asset Management Limited
招銀國際資產管理有限公司

Licence Record (3)

2021-06-23 – present Current
CMB International Asset Management Limited Rep
RA 1 RA 4 RA 9
2022-08-17 – 2025-02-14
CMB International Asset Management Limited RO
RA 1 RA 4 RA 9
2016-09-28 – 2021-05-28
Rongtong Global Investment Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIG093