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WU Miao

吳苗
CE BIE353Licensed IndividualSFO licence active
Official SFC record

WU Miao (CE number BIE353) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCEB International Asset Management Corporation Limited
光銀國際資產管理有限公司

Licence Record (3)

2019-01-10 – present Current
CEB International Asset Management Corporation Limited Rep
RA 4 RA 9
2017-08-18 – 2018-12-01
Dongxing Securities (Hong Kong) Asset Management Company Limited Rep
RA 4 RA 9
2016-09-13 – 2017-07-12
China Securities (International) Asset Management Company Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIE353