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LIU Wai Ho

廖偉豪
CE BIC281Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Wai Ho (CE number BIC281) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCelestial Commodities Limited
時富商品有限公司
RepresentativeCASH Wealth Management Limited
時富財富管理有限公司
RepresentativeCelestial Securities Limited
時富證券有限公司

Licence Record (6)

2025-04-08 – present Current
Celestial Commodities Limited RO
RA 2
2023-09-14 – present Current
CASH Wealth Management Limited Rep
RA 4 RA 9
2023-03-09 – present Current
Celestial Securities Limited Rep
RA 1
2023-03-09 – 2025-04-08
Celestial Commodities Limited Rep
RA 2
2016-08-31 – 2021-07-30
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2016-08-31 – 2021-07-30
Bright Smart Futures & Commodities Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIC281