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GAO Yu

高宇
CE BIB949Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GAO Yu (CE number BIB949) is an individual licensed by the Hong Kong SFC. First licensed on 2016-10-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerSDIC Securities (Hong Kong) Limited
國投證券（香港）有限公司
RepresentativeSDIC Securities (Hong Kong) Limited
國投證券（香港）有限公司
RepresentativeSDIC Securities Futures (Hong Kong) Limited
國投證券期貨（香港）有限公司

Licence Record (3)

2026-01-29 – present Current
SDIC Securities (Hong Kong) Limited RO
RA 1
2016-10-28 – present Current
SDIC Securities (Hong Kong) Limited Rep
RA 1 RA 4
2016-10-28 – present Current
SDIC Securities Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIB949