CAI Hua

蔡華

CE BHZ819Licensed IndividualResponsible OfficerSFO licence active

CAI Hua (CE number BHZ819) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Finloop Finance Limited 星路金融有限公司
Responsible Officer	Fosun International Asset Management Limited 復星國際資產管理有限公司
Responsible Officer	Fosun International Securities Limited 復星國際證券有限公司

Licence Record (12)

2022-10-26 – present Current

Fosun International Securities Limited RO

RA 1 RA 4

2022-10-26 – present Current

Fosun International Asset Management Limited RO

RA 4 RA 9

2020-01-30 – present Current

Finloop Finance Limited RO

RA 1 RA 4 RA 9

2022-08-08 – 2022-10-26

Fosun International Securities Limited Rep

RA 1 RA 4

2022-08-08 – 2022-10-26

Fosun International Asset Management Limited Rep

RA 4 RA 9

2019-10-17 – 2019-11-07

Finloop Finance Limited Rep

RA 4 RA 9

2018-11-15 – 2019-09-12

Yunfeng Financial Markets Limited RO

RA 4 RA 9

2018-11-15 – 2019-09-12

Yunfeng Securities Limited RO

RA 4

2018-03-12 – 2019-09-12

Yunfeng Asset Management Limited RO

RA 9

2016-08-23 – 2019-09-12

Yunfeng Financial Markets Limited Rep

RA 1 RA 4 RA 9

2016-08-23 – 2019-09-12

Yunfeng Securities Limited Rep

RA 1 RA 4

2016-08-23 – 2018-03-12

Yunfeng Asset Management Limited Rep

RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHZ819