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SUN Qiwen

孫奇聞
CE BHZ320Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUN Qiwen (CE number BHZ320) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerZhong Yang Capital Limited
中陽資本有限公司
Responsible OfficerZhong Yang Securities Limited
中陽證券有限公司

Licence Record (4)

2021-12-01 – present Current
Zhong Yang Securities Limited RO
RA 1 RA 2
2021-03-17 – present Current
Zhong Yang Capital Limited RO
RA 4 RA 5 RA 9
2018-08-07 – 2021-03-17
Zhong Yang Capital Limited Rep
RA 4 RA 5 RA 9
2016-09-27 – 2021-12-01
Zhong Yang Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHZ320