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LAI Yiu Ting

黎耀庭
CE BHW792Licensed IndividualSFO licence active
Official SFC record

LAI Yiu Ting (CE number BHW792) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShacom Futures Limited
上商期貨有限公司
RepresentativeShacom Securities Limited
上銀證券有限公司

Licence Record (4)

2019-04-17 – present Current
Shacom Futures Limited Rep
RA 2 RA 5
2019-03-29 – present Current
Shacom Securities Limited Rep
RA 1 RA 4
2016-08-12 – 2018-12-04
Mason Securities Limited Rep
RA 1
2016-08-12 – 2018-12-04
Duncan Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHW792