Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YE Zhijian

葉志堅
CE BHS216Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YE Zhijian (CE number BHS216) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHong Kong Rich & Fortune Assets Management Co., Limited
香港匯鑫富資產管理有限公司
Responsible OfficerHongkong Rich & Fortune Securities Co., Limited
香港匯鑫富證券有限公司

Licence Record (6)

2022-09-22 – present Current
Hong Kong Rich & Fortune Assets Management Co., Limited RO
RA 9
2021-09-20 – present Current
Hongkong Rich & Fortune Securities Co., Limited RO
RA 1 RA 4
2019-02-04 – 2021-09-20
Hongkong Rich & Fortune Securities Co., Limited Rep
RA 1 RA 4
2018-11-23 – 2019-01-03
Caitong International Securities Co., Limited Rep
RA 1
2018-05-15 – 2018-11-05
ACU Asset Management Limited Rep
RA 9
2016-08-16 – 2018-11-05
ACU Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHS216