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TONG Kai Tak

唐繼德
CE BHQ333Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Kai Tak (CE number BHQ333) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerInnovax Capital Limited
創陞融資有限公司

Licence Record (7)

2023-08-21 – present Current
Innovax Capital Limited RO
RA 6
2023-06-16 – 2023-08-21
Innovax Capital Limited Rep
RA 6
2021-06-08 – 2023-04-14
Advent Corporate Finance Limited RO
RA 6
2021-02-24 – 2021-06-08
Advent Corporate Finance Limited Rep
RA 6
2020-08-17 – 2021-01-31
Pulun International Capital Limited RO
RA 6
2018-12-18 – 2021-01-31
Pulun International Capital Limited Rep
RA 1 RA 6
2016-06-23 – 2018-12-12
CLC International Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHQ333