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YUEN Ching Yiu

阮靜瑤
CE BHQ072Licensed IndividualSFO licence active
Official SFC record

YUEN Ching Yiu (CE number BHQ072) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGrand China Securities Limited
華業證券有限公司

Licence Record (6)

2025-08-13 – present Current
Grand China Securities Limited Rep
RA 1 RA 4 RA 9
2022-03-30 – 2023-11-01
Alex KY Wong Asset Management Company Limited Rep
RA 4 RA 9
2020-07-27 – 2022-03-28
Ample Capital Limited Rep
RA 4 RA 9
2018-05-16 – 2020-07-14
Mason Securities Limited Rep
RA 1 RA 4
2018-05-16 – 2020-07-14
Duncan Futures Limited Rep
RA 2 RA 5
2016-06-16 – 2018-05-09
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHQ072