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TO Man Man Judy

杜文雯
CE BHP914Licensed IndividualSFO licence active
Official SFC record

TO Man Man Judy (CE number BHP914) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYunfeng Financial Markets Limited
雲鋒金融市場有限公司

Licence Record (4)

2023-01-06 – present Current
Yunfeng Financial Markets Limited Rep
RA 1
2017-06-05 – 2020-07-17
Avenue Family Office Limited Rep
RA 1 RA 4 RA 9
2017-06-05 – 2020-07-17
Avenue Asset Management Limited Rep
RA 4 RA 9
2016-06-14 – 2017-06-01
Ethivo Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHP914