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LAU Kwan Ming

劉君明
CE BHP848Licensed IndividualSFO licence active
Official SFC record

LAU Kwan Ming (CE number BHP848) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeKaiser Capital Management Limited
嘉信資本管理有限公司
RepresentativeKaiser Futures Limited
嘉信期貨有限公司
RepresentativeKaiser Securities Limited
嘉信証券有限公司

Licence Record (8)

2026-01-29 – present Current
Kaiser Securities Limited Rep
RA 1
2026-01-29 – present Current
Kaiser Futures Limited Rep
RA 2
2026-01-29 – present Current
Kaiser Capital Management Limited Rep
RA 4 RA 9
2021-07-08 – 2022-11-28
Grandview Capital Group Limited Rep
RA 4 RA 9
2017-04-26 – 2021-01-12
UOB Kay Hian (Hong Kong) Limited Rep
RA 1 RA 4
2017-04-26 – 2021-01-12
UOB Kay Hian Futures (Hong Kong) Limited Rep
RA 2
2016-06-14 – 2017-04-12
Mason Securities Limited Rep
RA 1 RA 4
2016-06-14 – 2017-04-12
Duncan Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHP848