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WONG Ka Ming

黃嘉明
CE BHP754Licensed IndividualSFO licence active
Official SFC record

WONG Ka Ming (CE number BHP754) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeEmperor Asset Management Limited
英皇資產管理有限公司
RepresentativeEmperor Futures Limited
英皇期貨有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司

Licence Record (3)

2023-12-20 – present Current
Emperor Asset Management Limited Rep
RA 4 RA 9
2021-10-29 – present Current
Emperor Futures Limited Rep
RA 2
2016-06-15 – present Current
Emperor Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHP754