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XU Yuan

徐媛
CE BHK442Licensed IndividualSFO licence active
Official SFC record

XU Yuan (CE number BHK442) is an individual licensed by the Hong Kong SFC. First licensed on 2016-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGF International Investment Management Limited
廣發國際資產管理有限公司

Licence Record (4)

2026-05-19 – present Current
GF International Investment Management Limited Rep
RA 4 RA 9
2021-11-08 – 2025-07-18
SYNCICAP Asset Management Limited Rep
RA 4
2018-04-25 – 2021-06-25
CMB International Capital Limited Rep
RA 1 RA 6
2016-05-03 – 2018-03-02
S&P Global Ratings Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHK442