Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

PAN Yunxiu

潘云岫
CE BHI165Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAN Yunxiu (CE number BHI165) is an individual licensed by the Hong Kong SFC. First licensed on 2016-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Securities Limited
建銀國際證券有限公司

Licence Record (6)

2025-05-30 – present Current
CCB International Securities Limited RO
RA 1 RA 4
2022-07-08 – 2025-05-30
CCB International Securities Limited Rep
RA 1 RA 4
2021-09-01 – 2022-06-14
CMB International Global Markets Limited Rep
RA 1
2017-10-13 – 2022-06-14
CMB International Securities Limited Rep
RA 1 RA 4
2016-04-21 – 2017-09-24
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2016-04-21 – 2017-09-24
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHI165